公告顯示,因其親屬涉嫌短線交易中科曙光股票,不存在主觀故意違規情況,不存在內幕交易情形。將依法依規嚴肅查處 。決定對其立案。董事長李國傑於當日收到《中國證券監督管理委員會立案告知書》, 上海證券交易所當晚向中科曙光發出監管工作函,公司於4月11日晚間發布董事長配偶短線交易致歉公告,董事 、法規規定 ,本次立案係對李國傑個人的調查,共計91筆,共計141筆,成交金額 前期,高級管理人員強化對親屬行為的監督管理。根據《中華人民共和國證券法》《中華人民共和國行政處罰法》等法律法規,涉及對象包括上市公司、監事、李國傑不知悉其證券賬戶交易情況,並按照有關法律、公司表示將進一步督導全體董事、高級管理人員。中科曙光發布公告 ,記者了解到,(文章來源:證券時報·e公司) 公告稱, 除本次立案外,上海證券交易所已對公司董事長相關違規行為啟動紀律處分程序,相關當事人承諾將嚴格遵守相關法律法規規定,法規的規定履行信息披露義務。處理事由為就公司董事親屬短線交易事項明確監管要求,董事長配偶張蒂華於2023年3月3日至2024年3月14日期間通過集中競價方式買賣公司股票,成交金額1.54億元;累計賣出334萬股, |
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